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| Blog results | Results 1 - 10 of about 519,673 for Securities And Exchange Commission. (0.21 seconds) |
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| Related Blogs: | McCain Flub? Republican Says He'd Fire SEC Chair as President ... - http://blogs.abcnews.com/politicalradar/2008/09/mccain-blasts-o.html Compliance Reporter - http://www.compliancereporter.com/ Altria - Investors - Financial Information - SEC Filings - http://www.altria.com/investors/2_4_6_secfilings.asp SEC, Thailand - http://www.sec.or.th/ Law360 : Securities : Lawsuit Filings, Litigation, Settlements ... - http://securities.law360.com/ | |
| 11 hours ago by anney Icap PLC is known as the US subsidiary of the London inter-dealer broker. By paying $25 million in penalties, the company has settled the fraud charges brought by the US Securities and Exchange Commission... Fair Loan Rate! - http://www.fairloanrate.com/ - References |
| 9 hours ago Rule 503 obliges issuers to file the Form D with the Securities and Exchange Commission (SEC) whenever they make an offering that falls under the Regulation D, while in Rules 504 and 505, Reg. D enforces the 3(b) of the 1933 Securities ... MzoneArticles.com - http://www.mzonearticles.com/ |
| 17 Dec 2009 by Zachary Roth A good government group is slamming the Securities and Exchange Commission for ignoring or delaying on hundreds of recommendations made by the agency's internal watchdog -- some of which came in response to the Bernie Madoff fiasco. TPMMuckraker - http://tpmmuckraker.talkingpointsmemo.com/ |
| 14 Dec 2009 by MBA December 14, 2009 - (RealEstateRama) — On Monday, December 14, 2009, Mortgage Bankers Association (MBA) President and CEO John A. Courson submitted a letter to the Securities & Exchange Commission (SEC) opposing a proposed rule that ... RealEstateRama - http://www.realestaterama.com/ [ More results from RealEstateRama ] |
| 18 Dec 2009 by CustomerService@sbmedia.com (ARTHUR D. POSTAL) A decision of the Securities and Exchange Commission to concede in court documents that it will provide a full two-year implementation period for federal regulation of indexed annuities under Rule 151A. National Underwriter Life & Health - http://www.lifeandhealthinsurancenews.com/ [ More results from National Underwriter Life & Health ] |
| 18 Dec 2009 It has been reported that the Securities and Exchange Commission is to put in place two new policies aimed at avoiding a repeat of the Bernard L. Madoff fraud and addressing concerns that excessive compensation and ineffective oversight ... MBendi - World Business News - http://www.mbendi.com/ |
| 17 Dec 2009 by admin Almost three years since banks started taking losses that led to the worst financial crisis since the Great Depression, the Securities and Exchange Commission is still asking basic questions about what happened. Gov Monitor - http://thegovmonitor.com/ |
| 9 Dec 2009 by By BINA VENKATARAMAN Institutional investors that manage more than $1 trillion dollars in assets have petitioned the Securities and Exchange Commission to require public companies to disclose more about their financial exposure to global warming and ... Green Inc. - http://greeninc.blogs.nytimes.com/ - References |
| 10 hours ago by Shoikot The Securities and Exchange Commission (SEC) said it would reconsider the recent decisions on the mutual funds (MFs) including restriction of loan facilities against those funds, the investors said. A group of small investors Sunday ... shoikot's blog - http://shoikotsblog.blogspot.com/ [ More results from shoikot's blog ] |
| 19 Dec 2009 by John F. Olson, Dunn & Crutcher LLP and... On November 25, 2009, the Securities and Exchange Commission (”SEC”) approved amendments to the corporate governance listing standards of the New York Stock Exchange (”NYSE”). The changes will take effect on January 1, 2010. ... The Harvard Law School Forum on Corporate... - http://blogs.law.harvard.edu/corpgov/ |
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